Hey Investigators, Help Us Investigate YOU!

In today’s increasingly intricate international legal and regulatory environment, investigations are more crucial — and complicated — than ever. We want to take a deeper dive into the investigations space in all its variety: regulatory, workplace, due diligence, cybersecurity, and all the rest. We are asking all of you out there in the corporate world who are involved in investigations to share your insights. Whether you are in-house counsel,  an investigations department attorney, a compliance professional, or play some other role in the investigation process, we want to hear from you.

Bonus Watch ’19: Hey, Still-Employed Equities Trader, Keeping Your Job Is Your Bonus

You still have a gig trading equities, and you want more? Are traders greedy or something?

The Bar Exam Is Done… But Now What?

Now what? What now? I’m not referring to the three events of domestic terrorism within the past week, although maybe I should. Now that the bar exam is over, purgatory begins, the time between finishing the exam and getting the results. You are neither fish nor fowl waiting for the results.

What to do during purgatory?  There are lots of options, depending upon your situation.

  1. For those who have jobs, it’s back to work. And if you have that elusive job, then do your best, but don’t try to be perfect. Deadlines abound. Just get it done.
  2. For those looking for work, it’s time to polish that résumé and get as many informational interviews as possible. The more the better. Informational interviews can be as simple as cups of coffee. You want to know everything you can possibly learn about the area(s) of practice you are interested in and who might be able to help you. It’s easy to learn a bunch of new stuff because I assume that you did a brain/data dump as soon as the exam was over, but don’t throw your study materials away just yet. There will be time for it when results are in.
  3. Volunteer, be it at a law firm, legal clinic, wherever you can clerk for someone at no cost to them. Everything and anything you learn will be helpful, even if it’s just file maintenance. My law school BFF tells the story of a young man who walked down the entire length of Wilshire Boulevard in Beverly Hills (a not insignificant distance) dropping his résumé off at every law firm of whatever size and hoping to get an interview. His last stop was in my friend’s building.  He snared an interview and clerked for him for six months or so and was even paid!  Persistence and good supportive shoes made the day.
  4. If you have any spare cash (ha!), take some time off. If not, don’t fret, as most of the examinees aren’t awash in disposable income. Student loan repayment is high on the list of reasons for “no disposable income.” A way younger friend, who has been paying on his student loans for a decade, says that the loan payments he’s made have not reduced his principal balance by one cent. And one of his friends who committed to working for the government in exchange for student loan forgiveness is not going to receive the benefit of the bargain. She’s been told that a sizable portion of the debt is not eligible. Available data on law school debt sucks. How hard can it be to get accurate and current information? Apparently too hard, or perhaps no one wants to share the dirty little secret that the cost of a law school education is out of control.
  5. Spend some time in your local courthouse. You may have vowed to never set foot in a courtroom once you’ve passed the bar, but it’s good to familiarize yourself with not only the physical courthouse (where is the clerk’s office?), but to observe some hearings and even a trial or two. Why? You never know when you might be asked to make a “special appearance” because the attorney on the case is tied up elsewhere, out of town, or “unavailable,” whatever that means.

You need to know courtroom etiquette. (Be polite and courteous to the courtroom staff; they will either be your friends or your worst enemies. Will they put your file on top or at the bottom?) You need to know which side of the counsel table to stand behind. (Hint: plaintiff’s counsel is closer to the jury box.)

You can pick up many clues by just observing law and motion calendars. How do counsel treat each other? How do they treat the court? (You’d probably not be surprised to see how some counsel can border on contemptuous.) A court likes counsel who make things easier for the judge: preparing notices, suggesting dates for further proceedings, being clear and direct in discussions with the court, professional and prepared. You’d be amazed, or perhaps not, when counsel is neither professional nor prepared. It’s cringeworthy. Unless your matter is first on the calendar, other attorneys will be watching. Snickers are something you never want to hear.

You learn who goes first. It’s the moving party. Sometimes the court doesn’t want to hear any argument if “it’s already in the papers.”

If you can find a trial to watch, do so. I learned a lot by watching trial lawyers at work: how they interact with the jury, opposing counsel, and the court. How they handle objections: do they object and simply state the basis for the objection, or do they make “speaking objections,” something courts don’t like. It’s a good way to test your knowledge of evidence, assuming there’s something left after the bar exam brain dump.

Make sure that it’s okay for you to watch. If so, you may find that the clerk and/or bailiff will tell the judge that you’re awaiting bar results and you may be invited into chambers for a brief introduction. Take advantage of it. Everyone you meet may be someone you meet again in your career.

If it’s appropriate, introduce yourself to counsel, and ask if you may ask a question or two about something you noticed while observing. Most attorneys, if they’re not jerks (and you’ll meet some of those along the way), will take at least a couple minutes to explain what was done and why. We’ve all been there.

Once you start practicing, you will wish that you had spent more time learning how to be a lawyer, and while law schools are improving in that area, they are not there yet. Take advantage of this time in purgatory.


old lady lawyer elderly woman grandmother grandma laptop computerJill Switzer has been an active member of the State Bar of California for over 40 years. She remembers practicing law in a kinder, gentler time. She’s had a diverse legal career, including stints as a deputy district attorney, a solo practice, and several senior in-house gigs. She now mediates full-time, which gives her the opportunity to see dinosaurs, millennials, and those in-between interact — it’s not always civil. You can reach her by email at oldladylawyer@gmail.com.

Law School Grad Who Got Federal Loans Forgiven Is Still Drowning In Debt

It’s allowing me to pay rent and keep paying my private loans and not run out of money and not default on anything. That’s significant.

I probably would have had to go into some kind of forbearance on my private loans right now if I was still paying my federal loans.

I can’t even start to think about having kids because I have no idea how I would pay for even the regular stuff — the diapers, the food — let alone school, colleges, higher health insurance. If I didn’t have all these loans to pay back I might be able to do that.

Jeffrey Morgan, a 2007 law school graduate who recently had $38,381.32 of federal loans discharged thanks to the Public Service Loan Forgiveness program, commenting on how his life has changed for the better because of it, if only minutely. Morgan still owes $67,987.09 in private student loans, which are delaying his ability to start a life, but he does not regret his decision to work in public interest.


Staci ZaretskyStaci Zaretsky is a senior editor at Above the Law, where she’s worked since 2011. She’d love to hear from you, so please feel free to email her with any tips, questions, comments, or critiques. You can follow her on Twitter or connect with her on LinkedIn.

Martin Shkreli Wants To Keep “Not” Defrauding New Jersey Contractor A Little Longer

But he promises he’ll pay up if John Roberts tells him to.

Should Minors Have A Constitutional Right To Realistically Violent (But Fun) Video Games?

Last weekend, as the nation tried to come to terms with the mass shootings in Dayton and El Paso, pundits and even the president partially blamed violent video games. This claim has been made before. People tried to blame video games for the Parkland massacre because the shooter was known to play violent video games up to 15 hours per day to escape his depression.

Legislators, either through their own initiative or due to public pressure, may one day propose legislation to control or even ban the sale of certain video games, particularly to children. But doesn’t this violate free speech principles? So today, let’s review a landmark Supreme Court case on this issue and determine whether video games can be regulated.

In 2011, the Supreme Court decided Brown v. Entertainment Merchants Association, which held that violent video games were protected speech under the First Amendment. There, the court invalidated a California law banning the sales of violent video games to anyone under the age of 18. The majority found that violent video games are no different than the violence depicted in protected books and movies. The court noted while video games are interactive, some books also allow interaction where readers can “choose their own adventure” by turning to a certain page depending on their decision.

The majority was not convinced by the studies provided by the State of California showing a connection between exposure to violent video games and harmful effects on children. They found that the research is based on correlation without causation and the studies suffer from admitted flaws in methodology. Finally, the court noted that the video game industry established a ratings system to inform consumers about the games’ content which may make the law unnecessary. The majority concluded that constitutional limits must apply even on governmental action designed to protect children.

Justice Alito’s concurrence, joined by Chief Justice Roberts, agrees that the California law is an unconstitutional violation of the First Amendment. The law is vague because it does not define “violent video games” and other terms with narrow specificity. He also does not believe that the law satisfies the very difficult strict scrutiny test but also acknowledges this analysis might not be appropriate in this case. Finally, he states that playing a video game can be different from reading a book or watching a movie and warns not to quickly dismiss the technological advances in the industry. Today’s most advanced video games have realistic images and sounds and may be virtually indistinguishable from real life footage. Many video games will one day be playable in a three-dimensional setting through the use of special equipment. Also, there are games that let players re-enact mass shootings and sexual assaults.

He concludes by stating that he would not hinder legislative efforts to deal with what some may consider a significant and developing social power. So perhaps a properly framed statute would pass constitutional scrutiny.

Justices Thomas and Breyer separately dissented. Thomas believed that parents had complete authority over their minor children and the government had no business speaking to minors or allowing them access to speech without their parents’ permission. Thus, in light of the historical context of the freedom of speech’s limitation on minors, the ban on violent video games without parents’ authorization is legal.

Justice Breyer’s dissent states that the ban is no more than a modest restriction on expression since children can play violent video games with parent permission. He believes the law would pass a strict scrutiny analysis. First, there is a compelling state interest: passing laws to aid parental responsibilities and ensure the well-being of its youth. Second, the law furthers the compelling interest and there is no equally effective, less restrictive alternative. Breyer is convinced that there is a connection between violent video games and increased aggression.

This case was decided in 2011. At the time, the major video game consoles were the Playstation 2, XBOX 360, and the Nintendo Wii. Since then, all three companies have released newer, more powerful consoles with better graphics, sound, and processing speed. Also, mobile games are becoming more popular.

And new technology may be game changers -– literally and figuratively. Virtual reality technology such as the Oculus Rift, the HTC Vibe and the Playstation VR provides the player with a 360 degree immersive experience. Also, “augmented reality” games gets players out of the house and encourages them to interact with the real world. The game Pokémon GO during its heyday brought out millions of players where they congregated in parks and shopping malls with the occasional flash mob when a rare Pokémon appeared. Unfortunately, this has also resulted in some overly determined players disregarding traffic rules and trespassing in their efforts to catch them all.

Online gaming has also increased in popularity since the Brown decision. The most popular games today are online games such as Fortnite and Minecraft. Some players even stream their games live on Twitch, YouTube, or Facebook. This has led to harassment from some people, particularly to women gamers.

Violent games with adult themes are also some of the best sellers today. This includes games like Grand Theft Auto V, Red Dead Redemption 2, and Mortal Kombat 11. Some of these open world games allow characters to do whatever they want instead of following a pre-set storyline. This includes attacking and killing innocent bystanders and police although doing so has in-game consequences.

Can Brown be overturned today? While this was a 7-2 decision, it was a very delicate one and in some ways was more like a 5-4 decision. Two of the justices in the majority -– Scalia and Kennedy -– are no longer on the court. It is unclear how their successors will decide as the split was not based on party lines. Justice Kagan later said that the Brown decision was the toughest case she decided and was unsure whether her decision was right. Also, it seems that the court today is more willing to overturn its own precedent as it recently did in Franchise Tax Board v. Hyatt.

Also, would a law banning violent video games be effective today? Maybe. But parents have greater control than over video games than they did in the past. Every modern video game console has parental control features that allows them to block their children from playing certain video games.

Also, parents today grew up playing video games in some form and fathers have likely played at least a few violent and other inappropriate games (like Leisure Suit Larry) while growing up. So they will have a better idea as to which games are appropriate for their children. On the other hand, children can be sneaky and resourceful when it comes to bypassing security features. If they want to play a certain video game bad enough, they will eventually find a way to play it.

People will disagree on whether violent video games makes its players more violent in real life. But with people pointing to video games as one of the causes of antisocial and violent behavior, it is only a matter of time before a legislature tries to regulate video games. While Brown v. Entertainment Merchants Association held that video games are protected free speech, it is possible that a law can survive constitutional scrutiny if the law is drafted the right way and addresses how technological advances in video game technology can impact impressionable youth.


Steven Chung is a tax attorney in Los Angeles, California. He helps people with basic tax planning and resolve tax disputes. He is also sympathetic to people with large student loans. He can be reached via email at sachimalbe@excite.com. Or you can connect with him on Twitter (@stevenchung) and connect with him on LinkedIn.

Disbarred Attorney Admits Stealing The Firm’s AR-15 Forcing Us To Ask, ‘Why Does The Firm Have An AR-15?’

There’s a wild writeup in the Miami Herald covering the disbarment of attorney Christopher Brady and yet somehow the story leaves us with one fairly glaring question.

Brady, a Nova Southeastern grad, worked with the Barak Law Group but after the firm let him go, he tried to start a rival firm with the same (arguably) name:

Brady quickly started the website www.baraklawgrouppa.com. He tried to register “Barak Law Group P.A.” with the state of Florida and claimed his former employer wasn’t a professional association because there were no periods in the registered firm name’s “PA.” Later, he also tried to use punctuation to claim the restraining order wasn’t valid as the firm put the periods in when filing for it.

The courts did… not agree with the punctuation theory. However, the Barak Law Group P.A. iteration of the firm apparently took an unconventional approach to its management.

[Opposing Counsel Edwin] Valen also wrote his most recent phone call was with Christopher Brady’s twin brother, Matthew Brady, “in which I was told they had a shareholder meeting at 4 a.m. and that they were at a Walmart camping aisle spending corporate resources on knives? Very strange.”

To be honest, that’s exactly how the Wachtell executive committee operates.

Both the Manatee County Sheriff’s Office and the referee say surveillance video caught Christopher and Matthew Brady tethering the front door handles to the rear of Christopher Brady’s Ford F250 and punching the gas. With the doors ripped open, the Bradys swiped a safe, a computer server and a key to the Barak Law Group’s storage unit.

Take that Chevy! Seriously, this is some old West stuff right here and it earns my complete respect. In any event, it’s the key to the storage unit where things pique my curiosity.

Getting the key allowed the Bradys to walk into the Barak Law Firm unit at Midgard Storage in Bradenton on Aug. 15 and, after finding out which unit the firm rented, walk out with two office chairs and a Colt AR-15, .22 caliber rifle in its original cardboard box.

Midgard hasn’t protected that kind of firepower since Odin hid Mjolnir. That joke was for about 10 of you, but you’re welcome. When arrested, Brady admitted to stealing the AR-15 and currently faces two counts of burglary of an unoccupied structure and one count of grand theft firearm.

So I’m confused as to why the law firm has a storage arsenal. Why is this not fleshed out in this Miami Herald piece? It seems like every time I read a “Florida lawyer…” story there’s some really eye-popping detail that gets thrown out there and never explained as if it’s something we’re supposed to assume is totally normal:

A Florida attorney has received a three-month suspension for commingling funds and other trust account related violations. He admitted the error and said his mistake stemmed from his efforts to cross-breed his cat with a raccoon. The firm, which specializes in white-collar criminal defense, states that no client funds were lost and expects to maintain client services because of the firm’s deep bench of talented litigators.

I digress. Why does the firm have an AR-15? Is there a “Were you injured in an accident? Well, we’ll get the motherf**kers!” commercial in the works?

A law firm fired an attorney. He became the firm’s stalker and stole an AR-15, cops say [Miami Herald]


HeadshotJoe Patrice is a senior editor at Above the Law and co-host of Thinking Like A Lawyer. Feel free to email any tips, questions, or comments. Follow him on Twitter if you’re interested in law, politics, and a healthy dose of college sports news. Joe also serves as a Managing Director at RPN Executive Search.

We Don’t Have to Trash Law’s Past to Move Forward to the Future

As I reflect back on the four years since husband’s death, I realize that one of the toughest obstacles to moving forward was my belief that any new step – whether replacing the standard with a car that our younger daughter could actually drive, or refinancing the house for a lower rate though we’d been intent on paying off the mortgage as quickly as possible and of course, dating – represented an all-out repudiation of my marriage. But turns out, life isn’t a zero sum game that requires us to clear out balance before being dealt a new hand. I now see that nothing can detract from the amazing life that my husband and I built and enjoyed — albeit for too short a time. What’s more, it’s because of my husband that I’m the person who I am now – so everything that I accomplish honors his life.

Though I’m often reluctant to share lessons of grief (as I’ve said, my husband’s legacy is about what he accomplished in his life and not what I learned from his death), I find myself reflecting on my personal journey as the legal profession transitions to the future. Specifically, I wonder why it is necessary for those who seek to change the profession to bash the work  that lawyers did in the past. While it’s true that as recently as twenty years ago, we still needed lawyers to draft wills and represent clients in divorce cases and expunge criminal records because we didn’t have alternatives. Electronic filing hadn’t been adopted, we didn’t have the technology tools to routinize and automate much of the work and client DIY options were still in paper format and complicated and cumbersome to use.

To be sure, at least some of the solo and small firm lawyers who represented clients in the pre-digital era took advantage of the monopoly position that lawyers occupied and marked up their fees because just because they could. But that’s an overly simplistic and not entirely accurate explanation because it overlooks the role that technology has played in bringing down costs. We forget that until a decade ago, many lawyers did not have access to cloud-based practice management systems, easy to use forms and automation or virtual receptionists – that obviate the need for staff and help solos and smalls run leaner and more cost effective operations. Unfortunately, the cost of legal services still hasn’t significantly declined – though it’s difficult to tell whether other factors, such as student loan debt, rather than monopoly, keep prices out of range of many Americans.

The point is that it isn’t fair to blame rank and file solo and small firm lawyers for the high cost of legal services. Scores of solo and small firm lawyers ably represented clients ethically and fairly at a time when technology wasn’t available and did as much as they could given the circumstances. And many solos and smalls continue to look for ways to innovate within the current regime.

So why must we trash the work that solos and smalls did in the past or to label them turf-protecting monopolists? It’s no wonder why small firm lawyers resist change – after all, who wants to have their life’s work and all of their accomplishments trivialized or denounced at they reach the end of their careers? But it’s also disrespectful. The reason that we currently have a justice system today is because solos and smalls actually showed up.

As we move to the future, let’s celebrate the generation of solo and small firm lawyers who are departing. Without technology or the Internet or online Facebook support groups, they kept our judicial system intact and ensured options for those too rich for legal aid but who couldn’t afford big law.  The work we do to move our system forward doesn’t detract from the work of lawyers’ past – but ensures that what has always mattered remains relevant and meaningful to even more people. 

Utah Supreme Court Takes 2 Years To Rule In Favor Of Gay Parents’ Constitutional Rights To Surrogacy

Talk about dragging your feet. Oral argument took place in the case of In Re Gestational Agreement before the Utah Supreme Court in September 2017. A time when Prince Harry and Meghan Markle weren’t even engaged yet! But hoping to avoid the dreaded two-year mark, the Utah Supreme Court finally issued its opinion in the case last week. At 75 pages, the opinion is long, but it has a good ending for hopeful LGBTQ parents.

The case arose because the Beehive state had a law on its books regulating when a person or couple could turn to the process of surrogacy to have a child. Specifically, the statute required that all parties (intended parents, surrogate, and surrogate’s spouse) together must petition a court to validate their gestational agreement before the parties can move forward. That’s obviously no light burden by itself. But more, as a prerequisite of the court validating the gestational agreement, the court must find that there is “medical evidence … show[ing] that the intended mother (emphasis added) is unable to bear a child or is unable to do so without unreasonable risk to her physical or mental health of the unborn child.” So for you eagle-eyed readers, you can see where this is headed.

Prior to this case, many Utah district court judges — even behind the “Zion Curtain” — took the reasonable path of reading the medical requirement regarding the “intended mother” in a gender-neutral manner. That meant that same-sex male couples could move forward with surrogacy. After all, since generally, neither intended parent in a same-sex male couple has a uterus, that is pretty solid medical evidence that both are unable to bear a child. But the parties to this case were assigned to a judge who opted to go a harsher route, and ruled that the statute did not apply to same-sex male couples at all, since they lack an “intended mother.” The judge denied their petition.

The parties quickly appealed to the Court of Appeals, and the case went to the Utah Supreme Court as a matter of first impression.

Everyone Is On The Same Page

Fascinatingly, unlike most cases on appeal, there was no opposing party defending the ruling below. All parties — the intended parents, gestational surrogate, and her spouse -– wanted to move forward with the planned surrogacy arrangement to give the intended fathers a chance of becoming parents. Not only were there no private parties in opposition, but to its credit, the State of Utah itself supported the parties and submitted an amicus brief arguing that the statute should be read in a gender-neutral manner.

Supreme Court Says No To Gender-Neutral Reading Of The Statute

Despite all the parties and the State’s amicus brief arguing for a neutral-reading of the statute, the Utah Supreme Court determined that that was not possible. Instead, the court found that the proposed gender-neutral statutory interpretation would be “inconsistent with the manifest intent of the Legislature” and “repugnant to the context of the statute.” Oh, that seems bad.

Not so fast, though.

The court instead turned to arguments under the U.S. Constitution, and, in light of the 2015 Obergefell ruling requiring states to recognize same-sex marriage — and the subsequent case Pavan, which confirmed the constitutional right of same-sex couples to the “constellation of benefits” tied to marriage — the court found the “intended mother” requirement of the statute was wholly unconstitutional. So it just struck down the provision.

I spoke with Robert M. Tzall, an assisted reproductive technology attorney practicing in Utah (as well as Nevada, New Jersey, and New York). “From any reasonable understanding of equal protection and due process, and as confirmed by the lack of a dissent, it hard to imagine the court coming to any other ruling. That’s why ART attorneys throughout Utah could not understand what was taking so long.”  Despite the long wait, Tzall was “pleased that as a practitioner, I can now provide certainty in the law to all my clients interested in building their families in Utah.”

Of course, the constitutional findings were resolved within the first 25 pages of the opinion. So what were the next 50 pages about?

Concurrences

Justices Pearce and Lee each spent quite some time discussing whether it is a problem for the court to hear a case lacking adversarial parties. I won’t bore you with the details, but each of the justices spent a great deal of time addressing very meta questions about whether the court ought to address cases without an adversarial relationship between the parties in the first place.

So for all you interested in reading about the Utah Supreme Court’s jurisdiction over non-controversies, check out pages 26-75 of the opinion. For the rest of us, just focus on the part that clears the path for LGBTQ couples to move forward with growing their families through surrogacy in Utah.


Ellen TrachmanEllen Trachman is the Managing Attorney of Trachman Law Center, LLC, a Denver-based law firm specializing in assisted reproductive technology law, and co-host of the podcast I Want To Put A Baby In You. You can reach her at babies@abovethelaw.com.